freebsd-src/contrib/ntp/html/leap.htm
2001-08-29 14:35:15 +00:00

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<h3>NTP Timescale and Leap Seconds</h3>
<img align="left" src="pic/alice15.gif" alt="gif"><a href=
"pictures.htm">from <i>Alice's Adventures in Wonderland</i>, Lewis
Carroll</a>
<p>The Mad Hatter and the March Hare are discussing whether the
Teapot serial number should have two or four digits.<br clear=
"left">
</p>
<hr>
<h4>Introduction</h4>
<p>In the year 2001 the Network Time Protocol (NTP) has been in use
for over two decades and remains the longest running, continuously
operating application protocol in the Internet. There was some
concern, especially in government and financial institutions, that
NTP might cause Internet applications to misbehave in terrible ways
on the epoch of the new century, but this didn't happen. However,
how NTP reckons the time is important when considering the
relationship between NTP time and conventional civil time.</p>
<p>This document presents an analysis of the NTP timescale, in
particular the metrication relative to the conventional civil
timescale and when the NTP timescale rolls over in 2036. These
issues are also important with respect to the Unix timescale, but
that rollover will not happen until 2038. This document does not
establish a standard, nor does it present specific algorithms which
metricate the NTP timescale with respect to other timescales.</p>
<h4>The NTP Timescale</h4>
<p>It will be helpful in understanding the issues raised in this
document to consider the concept of a universal timescale. The
conventional civil timescale used in most parts of the world is
based on Coordinated Universal Time (UTC) (sic), formerly known as
Greenwich Mean Time (GMT). UTC is based on International Atomic
Time (TAI sic), which is derived from hundreds of cesium clocks in
the national standards laboratories of many countries. Deviations
of UTC from TAI are implemented in the form of leap seconds, which
occur on average every eighteen months.</p>
<p>For almost every computer application today, UTC represents the
universal timescale extending into the indefinite past and
indefinite future. We know of course that the UTC timescale did not
exist prior to 1972, the Gregorian calendar did not exist prior to
1582, the Julian calendar did not exist prior to 54 BC and we
cannot predict exactly when the next leap second will occur.
Nevertheless, most folks would prefer that, even if we can't get
future seconds numbering right beyond the next leap second, at
least we can get the days numbering right until the end of
reason.</p>
<p>The universal timescale can be implemented using a binary
counter of indefinite width and with the unit seconds bit placed
somewhere in the middle. The counter is synchronized to UTC such
that it runs at the same rate (also the rate of TAI) and the units
increment coincides with the UTC seconds tick. The NTP timescale is
constructed from 64 bits of this counter, of which 32 bits number
the seconds and 32 bits represent the fraction. With this design,
the counter runs in 136-year cycles, called eras, the latest of
which began with a counter value of zero at 0h 1 January 1900. The
next era will begin when the seconds counter rolls over sometime in
2036. The design assumption is that further low order bits, if
required, are provided by local interpolation, while further high
order bits, when required, are provided by external means.</p>
<p>The important point to be made here is that the high order bits
must ultimately be provided by astronomers and disseminated to the
population by international means. Ultimately, should a need exist
to align a particular NTP era to the current calendar, the
operating system in which NTP is embedded must provide the
necessary high order bits, most conveniently from the file system
or flash memory.</p>
<p>With respect to the recent year 2000 issue, the most important
thing to observe about the NTP timescale is that it knows nothing
about days, years or centuries, only the seconds since the
beginning of the current era which began on 1 January 1900. On 1
January 1970 when Unix life began, the NTP timescale showed
2,208,988,800 and on 1 January 1972 when UTC life began, it showed
2,272,060,800. On the last second of the year 1999, the NTP
timescale showed 3,155,673,599 and one second later on the first
second of the next century showed 3,155,673,600. Other than this
observation, the NTP timescale has no knowledge of or provision for
any of these eclectic seconds.</p>
<h4>Conversion to Other Timescales</h4>
<p>The NTP timescale is almost never used directly by system or
application programs. The generic Unix kernel keeps time in seconds
and microseconds (or nanoseconds) to provide both time of day and
interval timer functions. In order to synchronize the Unix clock,
NTP must convert to and from NTP representation and Unix
representation. Unix kernels implement the time of day function
using two 32-bit counters, one representing the signed seconds
since Unix life began and the other the microseconds or nanoseconds
of the second. In principle, the seconds counter will change sign
in 2038. How the particular Unix semantics interprets the counter
values is of concern, but is beyond the scope of discussion
here.</p>
<p>While incorrect NTP time values are unlikely in a properly
configured subnet using strong cryptography, redundant sources and
diverse network paths, hazards remain due to incorrect software
external to NTP. These include the Unix kernel and library routines
which convert NTP time to and from Unix time and to and from
conventional civil time in seconds, minutes, hours, days and years.
Although NTP uses these routines to format monitoring data
displays, they are not used to read or set the NTP clock. They may
in fact cause problems with certain application programs, but this
is not an issue which concerns NTP correctness.</p>
<p>It is possible that some external source to which NTP
synchronizes may produce a discontinuity which could then induce a
NTP discontinuity. The NTP primary (stratum 1) time servers, which
are the ultimate time references for the entire NTP population,
obtain time from various sources, including radio and satellite
receivers and telephone modems. Not all sources provide year
information and not all of these provide time in four-digit form.
In point of fact, the NTP reference implementation does not use the
year information, even if available. Instead, the year information
is provided from the file system, which itself depends on the Unix
clock.</p>
<p>Most computers include a time-of-year (TOY) clock chip which
maintains the time when the power is off. When the operating system
is booted, the system clock is set from the chip. As the chip does
not record the year, this value is determined from the datestamp on
a system configuration file. For this to be correct, the filestamp must by updated at least once each year. The NTP protocol specification
requires the apparent NTP time derived from external servers to be
compared to the system time before the clock is set. If the
discrepancy is over 1000 seconds, an error alarm is raised
requiring manual intervention. This makes it very unlikely that
even a clique of seriously corrupted NTP servers will result in
grossly incorrect time values. When the system clock is synchronized to
NTP, the TOY chip is corrected to system time on a regular
basis.</p>
<h4>Timescale Resolution and the Tick Interval</h4>
<p>Modern computer clocks use a hardware counter to generate processor interrupts at tick intervals in the order of a few milliseconds. At each tick the processor increments the software system clock by the number of microseconds or nanoseconds in the tick. The software resolution of the system clock is defined as the tick interval. Most modern processors implement some kind of high resolution hardware counter that can be used to interpolate the interval between the most recent tick and the actual clock reading. The hardware resolution of the system clock is defined as the time between increments of this counter. However, the actual reading latency due to the kernel interface and interpolation code can range from a few tens of microseconds in older processors to under a microsecond in modern processors.</p>
<p>System clock correctness principles require that clock readings must be always monotonically increasing, so that no two clock readings will be the same. As long as the reading latency exceeds the hardware resolution, this behavior is guaranteed. With reading latencies dropping below the microsecond in modern processors, the system clock in modern operating systems runs in nanoseconds, rather than the microseconds used in the original Unix kernel. With processor speeds exceeding 1 GHz, this assumption may be in jeopardy.
<h4>Leap Seconds</h4>
<p>The International Earth Rotation Service (IERS) uses
astronomical observations provided by USNO and other observatories
to determine UTC, which is syntonic (identical frequency) with TAI
but offset by a integral number of seconds. Starting from apparent
mean solar time as observed, the UT0 timescale is determined using
corrections for Earth orbit and inclination (the Equation of Time,
as used by sundials), the UT1 (navigator's) timescale by adding
corrections for polar migration and the UT2 timescale by adding
corrections for known periodicity variations. UTC is based on UT1,
which is presently fast relative to TAI by a fraction of a second
per year. Since the UTC timescale runs at the TAI rate, when the
magnitude of the UT1 correction approaches 0.5 second, a leap
second is inserted or deleted in the UTC timescale on the last day
of June or December.</p>
<p>For the most precise coordination and timestamping of events
since 1972, it is necessary to know when leap seconds are
implemented in UTC and how the seconds are numbered. The insertion
of leap seconds into UTC is currently the responsibility of the
IERS, which is located at the Paris Observatory. As specified in
CCIR Report 517, a leap second is inserted following second
23:59:59 on the last day of June or December and becomes second
23:59:60 of that day. A leap second would be deleted by omitting
second 23:59:59 on one of these days, although this has never
happened. A table of historic leap seconds and the NTP time when
each occurred is available via FTP from any NIST NTP server.</p>
<p>The UTC timescale thus ticks in standard (atomic) seconds and
was set to an initial offset of 10 seconds relative to TAI at 0h
MJD 41,318.0 according to the Julian calendar or 0h on 1 January
1972 according to the Gregorian calendar. This established the
first tick of the UTC era and its reckoning with these calendars.
Subsequently, the UTC timescale has marched backward relative to
the TAI timescale exactly one second on scheduled occasions
recorded in the institutional memory of our civilization. Note in
passing that leap second adjustments affect the number of seconds
per day and thus the number of seconds per year. Apparently, should
we choose to worry about it, the UTC clock, Gregorian calendar and
various cosmic oscillators will inexorably drift apart with time
until rationalized by some future papal bull.</p>
<h4>Reckoning with NTP and UTC Leap seconds</h4>
<p>The NTP timescale is based on the UTC timescale, but not
necessarily always coincident with it. At the first tick of the UTC
Era, which began at 0h on 1 January 1972 (MJD 41,318.0) the NTP
clock read 2,272,060,800, representing the number of standard
seconds since the beginning of the NTP era at 0h on 1 January 1900
(MJD 15,021.0) according to the Gregorian calendar. The insertion
of leap seconds in UTC and subsequently into NTP does not affect
the UTC or NTP oscillator frequency, only the conversion between
NTP network time and UTC civil time. However, since the only
institutional memory available to NTP are the UTC broadcast
services, the NTP timescale is in effect reset to UTC as each
broadcast timecode is received. Thus, when a leap second is
inserted in UTC and subsequently in NTP, knowledge of all previous
leap seconds is lost.</p>
<p>Another way to describe this is to say there are as many NTP
timescales as historic leap seconds. In effect, a new timescale is
established after each new leap second. Thus, all previous leap
seconds, not to mention the apparent origin of the timescale
itself, lurch forward one second as each new timescale is
established. If a clock synchronized to NTP in early 2001 was used
to establish the UTC epoch of an event that occurred in early 1972
without correction, the event would appear 22 seconds late.
However, NTP primary time servers resolve the epoch using the
broadcast timecode, so that the NTP clock is set to the broadcast
value on the current timescale. As a result, for the most precise
determination of epoch relative to the historic Gregorian calendar
and UTC timescale, the user must subtract from the apparent NTP
epoch the offsets derived from the NIST table. This is a feature of
almost all present day time distribution mechanisms.</p>
<p>The obvious question raised by this scenario is what happens
during the leap second when NTP time stops and the clock remains
unchanged. If the precision time kernel modifications have been
implemented, the kernel includes a state machine that implements
the actions required by the scenario. At the exact instant of the
leap, the logical clock is stepped backward one second. However,
the routine that actually reads the clock is constrained never to
step backwards, unless the step is significantly larger than one
second, which might occur due to explicit operator direction.</p>
<p>In this design time stands still during the leap second, but is correct commencing with the next second. Since clock readings must be positive monotonic, the apparent time will increase by one nanosecond for each reading. At the end of the second the apparent time may be ahead of the actual time depending on how many times the clocks was read during the second. Eventually, the actual time will catch up with the apparent time and operation continues normally.</p>
<hr>
<a href="index.htm"><img align="left" src="pic/home.gif" alt=
"gif"></a>
<address><a href="mailto:mills@udel.edu">David L. Mills
&lt;mills@udel.edu&gt;</a></address>
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